Tag

Securities and Commodities Violations

There are some 48,000 barrels of Scotch whisky quietly aging in Martin Armstrong’s warehouses in southwestern Scotland. Last year, 17 of…

25.04.2025 by Kim Browne

Senator Elizabeth Warren, the Massachusetts Democrat, has asked the Securities and Exchange Commission to investigate whether President…

11.04.2025 by Kim Browne

President Trump began his Wednesday with some advice for those rattled by his steep tariffs. “BE COOL,” Mr. Trump told his followers on…

09.04.2025 by Kim Browne

Trevor Milton, who was convicted by a federal jury in 2022 of defrauding investors in the electric truck maker Nikola, has received a…

28.03.2025 by Kim Browne

Nikola, an electric vehicle start-up that had once hoped to become the Tesla of heavy trucks, filed for bankruptcy protection on…

19.02.2025 by Kim Browne

President Trump’s social media company is moving to position itself as a financial services firm that will allow his supporters to put…

06.02.2025 by Kim Browne

The Securities and Exchange Commission is moving to scale back a special unit of more than 50 lawyers and staff members that had been…

04.02.2025 by Kim Browne

Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle a securities regulatory investigation…

17.01.2025 by Kim Browne

Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the…

13.01.2025 by Kim Browne

Theodore Farnsworth, the former chief executive of the parent company of MoviePass, pleaded guilty to securities fraud on Tuesday after…

07.01.2025 by Kim Browne